Answer :
Final answer:
When a municipal securities dealer accepts a put bond for tender from a customer, a confirmation of the transaction is indeed required as a part of the dealer's transactional records. Omitting it is a violation.
Explanation:
In this scenario, the correct answer is option C: It violates the rules because a confirmation of the transaction is required for the dealer's transactional records.
This means that when a municipal securities dealer accepts a put bond for tender from a customer, they must send a confirmation to conform lawfully. This confirmation is crucial as it serves as an official record of the transaction. Therefore, omitting it can be regarded as a violation.
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